An intensive professional development training course on
Compliance Essentials
Building a Culture of Compliance: Principles, Policies, and Best Practices
Why Choose Compliance Essentials Training Course?
This Compliance Essentials training course is designed to provide you with the necessary knowledge about the key areas of compliance and how to structure or review an effective compliance program in an organization.
Maintaining an effective compliance program is key to assure that your organization is operating according to the laws, regulations, industry standards and ethical standards. This way, it mitigates risks, increases efficiency, safeguards its reputation, develops trust among the stakeholders and protects the interests of the shareholders.
This Compliance Essentials training course will enable you with the skills and tools to design and implement a compliance program within a risk-based approach, suitable to the reality of your company and the risks it may face.
What are the Goals?
By the end of this Compliance Essentials training course, you will be able to:
- Understand the main concepts of Compliance
- Understand the main roles and responsibilities of the Compliance function within an organization
- Understand the main areas of Compliance and their characteristics
- Identify key Compliance risks
- Structure an effective Compliance Program, within a risk-based approach
The Course Content
- Definition and Importance of Compliance
- Timeline – Important Milestones
- The Role of Compliance in an Organization
- Regulatory Compliance
- The Role of Conventions and ‘Soft Laws’
- Fraud
- Ethics
- Risk Management
- Risk Appetite
- Risk Identification
- Risk Assessment
- Risk Mapping
- Mitigating Strategies
- Monitoring and Reporting
- Risk Classes
- Anti-Bribery and Corruption Compliance
- Anti-Money Laundering Compliance
- Counter-Terrorism Financing Compliance
- Sanctions
- Antitrust / Competition Law Compliance
- Environmental, Social and Governance
- Data Privacy and Information Security
- Compliance Frameworks
- Commitment by the Board and Senior Management
- Program Design
- Risk Identification and Assessment
- Compliance Structure – Autonomy and Resources
- Code of Conduct, Policies and Procedures
- Training
- Communication
- Whistleblowing
- Investigations
- Third-Party Due Diligence and Management
- Auditing and Monitoring
- Metrics and Key Performance Indicators
- Compliance Culture
Certificate and Accreditation
- AZTech Certificate of Completion for delegates who attend and complete the training course
How Aztech Saudi Can Enhance Your Professional Career
At Aztech Saudi, we believe that professional development is the foundation of long-term career success. This training course is expertly designed to equip individuals with practical skills, forward-thinking strategies, and the confidence to navigate today’s dynamic work environments. Each course is delivered by subject matter specialists with extensive industry experience, ensuring that every learning experience is relevant, impactful, and aligned with real-world challenges. Whether you're looking to strengthen your technical expertise, enhance leadership abilities, or stay ahead of industry trends, Aztech Saudi provides the tools you need to elevate your performance and deliver measurable value to your organization.
Our training is more than just knowledge transfer—it’s a catalyst for career transformation. By participating in our courses, professionals gain a competitive advantage in their fields, improve their decision-making capabilities, and position themselves for new opportunities and leadership roles. We take pride in supporting individuals across various sectors and career stages, helping them unlock their full potential through high-quality, globally benchmarked learning experiences. With Aztech Saudi as your development partner, you’re not only investing in education—you're investing in a stronger, more successful future.
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